Personnel SFC Licences and HKMA Registrations (ID 2457260)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2016-04-12	2017-09-21
	Rep	Advising on securities	2016-04-12	2017-09-21
	Rep	Dealing in securities	2015-08-03	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2015-08-03	-
	Rep	Providing automated trading services	2015-08-03	2016-04-12
	Rep	Dealing in securities	2015-08-03	2016-08-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.