Chan, Pui On 陳培安 SFC Licences and HKMA Registrations (ID 2457480)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UX SECURITIES LIMITED	Rep	Dealing in securities	2026-08-25	-
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in futures contracts	2026-01-20	2026-07-31
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2025-10-16	2026-05-21
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2025-09-17	2026-07-31
UX SECURITIES LIMITED	Rep	Dealing in securities	2025-04-22	2025-08-31
Eddid Securities and Futures Limited	Rep	Dealing in futures contracts	2023-08-29	2024-06-02
	Rep	Dealing in securities	2023-08-29	2024-06-02
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-09-30
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-12-29	2022-09-30
KGI ASIA LIMITED	Rep	Dealing in securities	2015-08-04	2017-10-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.