Personnel SFC Licences and HKMA Registrations (ID 2458380)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aspex Management (HK) Limited	Rep	Asset management	2018-11-02	-
Ariose Capital Management Limited	Rep	Asset management	2017-05-16	2018-08-16
LBN Advisers Limited	Rep	Asset management	2015-08-05	2017-04-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.