| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2018-03-05 | 2018-03-15 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-11-14 | 2016-11-20 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2016-11-14 | 2016-11-20 |
| Rep | Dealing in securities | 2016-11-14 | 2016-11-20 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-11-14 | 2016-11-20 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-05-05 | 2016-05-11 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2016-05-05 | 2016-05-11 |
| Rep | Dealing in securities | 2016-05-05 | 2016-05-11 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-05-05 | 2016-05-11 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-08-05 | 2015-08-14 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-08-05 | 2015-08-14 |
| Rep | Dealing in securities | 2015-08-05 | 2015-08-14 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-08-05 | 2015-08-14 |