Personnel Hong Kong SFC License Details (ID 2458865)

Personnel Hong Kong SFC License Details (ID 2458865)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2020-06-18	-
	Rep	Asset management	2020-06-18	-
Grandbay Capital Limited	RO	Advising on securities	2018-12-19	2020-04-23
	RO	Asset management	2018-12-19	2020-04-23
Silk Road International Capital Limited	Rep	Advising on securities	2017-05-15	2018-11-30
	Rep	Asset management	2017-05-15	2018-11-30
	Rep	Dealing in securities	2017-05-15	2018-11-30
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2015-08-06	2017-03-31
	Rep	Asset management	2015-08-06	2017-03-31
	Rep	Dealing in securities	2015-08-06	2017-03-31