Tan, Thuan Shiah Michael

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE	RO	Dealing in futures contracts	2023-07-18	-
	Rep	Asset management	2015-12-02	-
	RO	Dealing in securities	2015-12-02	-
	Rep	Dealing in securities	2015-08-06	2015-12-02
	Rep	Dealing in futures contracts	2015-08-06	2023-07-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE	RO	Dealing in futures contracts	2023-07-18	-
	Rep	Asset management	2015-12-02	-
	RO	Dealing in securities	2015-12-02	-
	Rep	Dealing in securities	2015-08-06	2015-12-02
	Rep	Dealing in futures contracts	2015-08-06	2023-07-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.