Personnel Hong Kong SFC License Details (ID 2458878)

Personnel Hong Kong SFC License Details (ID 2458878)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sectoral Asset Management Limited	RO	Advising on securities	2026-02-16	-
	RO	Dealing in securities	2026-02-16	-
	Rep	Advising on securities	2022-05-16	2026-02-16
	Rep	Dealing in securities	2022-05-16	2026-02-16
Amova Asset Management Hong Kong Limited	Rep	Advising on securities	2018-04-17	2022-01-20
	Rep	Dealing in securities	2018-04-17	2022-01-20
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-08-06	2018-03-29
	Rep	Dealing in securities	2015-08-06	2018-03-29