Personnel Hong Kong SFC License Details (ID 2459570)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	Rep	Advising on securities	2020-09-30	-
	Rep	Dealing in securities	2020-09-30	-
Oppenheimer Investments Asia Limited	Rep	Advising on securities	2015-08-07	2017-09-15
	Rep	Dealing in securities	2015-08-07	2017-09-15