| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | RO | Advising on securities | 2025-09-16 | - |
| RO | Dealing in futures contracts | 2025-09-16 | - | |
| RO | Dealing in securities | 2025-09-16 | - | |
| Rep | Dealing in futures contracts | 2025-02-26 | 2025-09-16 | |
| Rep | Dealing in securities | 2025-02-26 | 2025-09-16 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | Providing automated trading services | 2022-08-12 | 2024-10-23 |
| RO | Dealing in futures contracts | 2021-03-30 | 2024-10-23 | |
| RO | Dealing in securities | 2017-02-22 | 2024-10-23 | |
| Rep | Dealing in securities | 2016-10-11 | 2017-02-22 | |
| Rep | Dealing in futures contracts | 2016-10-11 | 2021-03-30 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-08-10 | 2024-10-23 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-10 | 2016-10-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-08-10 | 2016-10-10 |
No HKMA registrations in the collected records.