Personnel SFC Licences and HKMA Registrations (ID 2460220)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROYSTON SECURITIES LIMITED (GBEN)	RO	Advising on securities	2025-12-22	-
	RO	Asset management	2025-12-22	-
	RO	Dealing in securities	2025-12-22	-
	Rep	Advising on securities	2025-10-28	2025-12-22
	Rep	Asset management	2025-10-28	2025-12-22
	Rep	Dealing in securities	2025-10-28	2025-12-22
Mage Securities Limited	RO	Dealing in securities	2020-11-12	2025-04-01
	Rep	Dealing in futures contracts	2020-01-08	2025-03-26
HEAD & SHOULDERS ASSET MANAGEMENT LIMITED	Rep	Asset management	2015-08-10	2025-04-01
Mage Securities Limited	Rep	Dealing in securities	2015-08-10	2020-11-12
	Rep	Advising on securities	2015-08-10	2025-04-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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