Personnel Hong Kong SFC License Details (ID 2460252)

Personnel Hong Kong SFC License Details (ID 2460252)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Innovest Securities Investment Limited	Rep	Dealing in securities	2022-03-16	2022-07-01
BaoQiao Partners Capital Limited	Rep	Dealing in securities	2020-10-22	2021-07-30
Arta Global Futures Limited	Rep	Dealing in futures contracts	2017-10-31	2020-10-04
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2017-10-31	2020-10-04
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2015-08-10	2017-10-20
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2015-08-10	2017-10-20
	Rep	Dealing in securities	2015-08-10	2017-10-20