Personnel SFC Licences and HKMA Registrations (ID 2461797)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CN FIRST INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2023-04-17	-
	Rep	Dealing in securities	2023-04-17	-
BCT Financial Limited	Rep	Advising on securities	2020-06-30	2022-07-07
	Rep	Dealing in securities	2020-06-30	2022-07-07
OCBC Futures Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2017-09-21	2019-08-31
OCBC Securities Brokerage (Hong Kong) Limited	Rep	Dealing in securities	2017-09-21	2019-08-31
Hao Tian International Futures Limited	Rep	Dealing in futures contracts	2017-07-28	2017-08-09
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2015-08-13	2017-05-30
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2015-08-13	2017-05-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.