Personnel SFC Licences and HKMA Registrations (ID 2461806)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Solomon JFZ (Asia) Holdings Limited	Rep	Dealing in securities	2020-01-16	-
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-10-01	2019-05-31
	Rep	Dealing in securities	2018-05-21	2018-09-30
KGI ASIA LIMITED	Rep	Advising on securities	2017-10-03	2018-04-12
	Rep	Dealing in securities	2017-10-03	2018-04-12
	Rep	Advising on securities	2016-11-21	2017-10-02
	Rep	Dealing in securities	2016-11-21	2017-10-02
KGI WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2016-11-21	2017-10-02
	Rep	Dealing in securities	2016-11-21	2017-10-02
OKASAN INTERNATIONAL (ASIA) LIMITED	Rep	Dealing in securities	2015-08-13	2016-08-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.