Personnel Hong Kong SFC License Details (ID 2461813)

Personnel Hong Kong SFC License Details (ID 2461813)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2019-11-21	2019-11-26
	Rep	Dealing in securities	2019-11-21	2019-11-26
	Rep	Advising on securities	2019-09-12	2019-09-13
	Rep	Dealing in securities	2019-09-12	2019-09-13
	Rep	Advising on securities	2019-03-06	2019-03-07
	Rep	Dealing in securities	2019-03-06	2019-03-07
	Rep	Advising on securities	2018-04-04	2018-04-12
	Rep	Dealing in securities	2018-04-04	2018-04-12
	Rep	Advising on securities	2017-11-23	2017-11-28
	Rep	Dealing in securities	2017-11-23	2017-11-28
	Rep	Advising on securities	2017-09-05	2017-09-15
	Rep	Dealing in securities	2017-09-05	2017-09-15
	Rep	Advising on securities	2016-11-24	2016-12-02
	Rep	Dealing in securities	2016-11-24	2016-12-02
	Rep	Advising on securities	2016-06-02	2016-06-07
	Rep	Dealing in securities	2016-06-02	2016-06-07
	Rep	Advising on securities	2015-08-13	2015-08-19
	Rep	Dealing in securities	2015-08-13	2015-08-19