Personnel SFC Licences and HKMA Registrations (ID 2462452)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2025-04-14	-
	Rep	Dealing in securities	2025-04-14	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2022-10-17	2025-04-02
	Rep	Dealing in securities	2022-10-17	2025-04-02
Bosera Asset Management (International) Co., Limited	Rep	Advising on securities	2015-08-14	2022-09-11
	Rep	Asset management	2015-08-14	2022-09-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.