Personnel Hong Kong SFC License Details (ID 2462454)

Personnel Hong Kong SFC License Details (ID 2462454)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SunPlus Capital Limited	RO	Advising on securities	2022-07-27	2024-01-03
	RO	Asset management	2022-07-27	2024-01-03
	Rep	Advising on securities	2022-06-28	2022-07-27
	Rep	Asset management	2022-06-28	2022-07-27
Prior Securities Limited	Rep	Dealing in securities	2019-12-12	2022-02-16
Prior Asset Management Limited	RO	Advising on securities	2019-05-29	2022-02-15
	RO	Asset management	2019-05-29	2022-02-15
BAIYI CAPITAL (ASIA) LIMITED	RO	Advising on securities	2018-06-22	2018-10-21
	RO	Asset management	2018-06-22	2018-10-21
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-08-12	2018-06-03
	Rep	Asset management	2016-08-12	2018-06-03
Caitong International Asset Management Co., Limited	Rep	Advising on securities	2016-03-14	2016-06-01
	Rep	Asset management	2015-08-14	2016-06-01