| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Ceres Asset Management Limited | Rep | Asset management | 2026-10-30 | - |
| SunPlus Capital Limited | RO | Advising on securities | 2022-07-27 | 2024-01-03 |
| RO | Asset management | 2022-07-27 | 2024-01-03 | |
| Rep | Advising on securities | 2022-06-28 | 2022-07-27 | |
| Rep | Asset management | 2022-06-28 | 2022-07-27 | |
| Prior Securities Limited | Rep | Dealing in securities | 2019-12-12 | 2022-02-16 |
| Prior Asset Management Limited | RO | Advising on securities | 2019-05-29 | 2022-02-15 |
| RO | Asset management | 2019-05-29 | 2022-02-15 | |
| BAIYI CAPITAL (ASIA) LIMITED | RO | Advising on securities | 2018-06-22 | 2018-10-21 |
| RO | Asset management | 2018-06-22 | 2018-10-21 | |
| ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-08-12 | 2018-06-03 |
| Rep | Asset management | 2016-08-12 | 2018-06-03 | |
| Caitong International Asset Management Co., Limited | Rep | Advising on securities | 2016-03-14 | 2016-06-01 |
| Rep | Asset management | 2015-08-14 | 2016-06-01 |
No HKMA registrations in the collected records.