Personnel SFC Licences and HKMA Registrations (ID 2462469)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Interactive Brokers Hong Kong Limited	Rep	Leveraged foreign exchange trading	2018-01-26	-
	Rep	Dealing in securities	2017-11-28	-
	Rep	Dealing in futures contracts	2017-11-01	-
OKACHI (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2015-08-14	2017-10-23
OKACHI INVESTMENTS (HK) COMPANY LIMITED	Rep	Dealing in securities	2015-08-14	2016-06-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.