Personnel Hong Kong SFC License Details (ID 24630460)

Personnel Hong Kong SFC License Details (ID 24630460)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2026-09-16	2026-09-18
	Rep	Dealing in futures contracts	2026-04-15	2026-04-17
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2024-11-06	2024-11-08
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2024-11-06	2024-11-08
	Rep	Dealing in securities	2024-11-06	2024-11-08
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2020-06-02	2022-03-31
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2020-06-02	2022-03-31
	Rep	Dealing in securities	2020-06-02	2022-03-31