Personnel SFC Licences and HKMA Registrations (ID 2463112)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jane Street Asia Pacific Limited	Rep	Dealing in futures contracts	2024-08-08	-
	Rep	Dealing in securities	2024-08-08	-
JANE STREET HONG KONG LIMITED	Rep	Dealing in futures contracts	2024-08-08	-
	Rep	Dealing in securities	2024-08-08	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2019-08-28	2024-05-08
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2019-08-28	2023-06-21
	Rep	Dealing in futures contracts	2019-08-28	2024-05-08
	Rep	Dealing in securities	2019-08-28	2024-05-08
Morgan Stanley Asia Limited	Rep	Dealing in securities	2015-08-17	2019-05-17
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2015-08-17	2019-05-17
	Rep	Dealing in futures contracts	2015-08-17	2019-05-17
	Rep	Dealing in securities	2015-08-17	2019-05-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.