Personnel SFC Licences and HKMA Registrations (ID 2463757)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUAJIN FUTURES (INTERNATIONAL) LIMITED	Rep	Dealing in futures contracts	2018-06-29	-
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	Rep	Dealing in securities	2018-03-15	-
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2015-08-18	2018-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.