Personnel Hong Kong SFC License Details (ID 2464264)

Personnel Hong Kong SFC License Details (ID 2464264)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2016-05-12	2016-05-13
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2016-05-12	2016-05-13
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-09-18	2015-09-19
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-09-18	2015-09-19
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-08-19	2015-08-20
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-08-19	2015-08-20