| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-02-21 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2023-10-04 | - |
| Rep | Dealing in securities | 2023-10-04 | - | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2019-08-01 | 2023-06-14 |
| Rep | Advising on securities | 2019-08-01 | 2023-06-14 | |
| Rep | Dealing in securities | 2019-08-01 | 2023-06-14 | |
| Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2018-05-23 | 2019-06-27 |
| Rep | Advising on corporate finance | 2017-10-23 | 2018-01-25 | |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2017-10-23 | 2019-06-27 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-08-20 | 2017-04-18 |
No HKMA registrations in the collected records.