Personnel Hong Kong SFC License Details (ID 2464825)

Personnel Hong Kong SFC License Details (ID 2464825)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-11-14	2025-11-20
	Rep	Dealing in securities	2025-11-14	2025-11-20
	Rep	Advising on securities	2025-05-23	2025-05-29
	Rep	Dealing in securities	2025-05-23	2025-05-29
	Rep	Advising on securities	2023-11-03	2023-11-09
	Rep	Dealing in securities	2023-11-03	2023-11-09
	Rep	Advising on securities	2016-02-25	2020-02-27
	Rep	Dealing in securities	2016-02-25	2020-02-27
	Rep	Advising on securities	2015-08-20	2015-08-28
	Rep	Dealing in securities	2015-08-20	2015-08-28