Personnel SFC Licences and HKMA Registrations (ID 2464827)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yino Asset Management Limited	RO	Advising on securities	2025-06-12	-
	RO	Asset management	2025-06-12	-
	Rep	Dealing in securities	2025-04-15	-
	Rep	Advising on securities	2025-04-15	2025-06-12
	Rep	Asset management	2025-04-15	2025-06-12
Gentleman Capital Limited	Rep	Advising on securities	2023-11-01	2023-12-14
	Rep	Asset management	2023-11-01	2023-12-14
GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2020-12-15	2022-01-19
	Rep	Advising on securities	2020-12-15	2023-10-31
DAIXY Capital Management Limited	Rep	Advising on securities	2015-08-20	2016-09-30
	Rep	Asset management	2015-08-20	2016-09-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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