| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2021-09-06 | - |
| Rep | Advising on securities | 2021-08-16 | - | |
| Rep | Dealing in securities | 2021-08-16 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-10-16 | 2021-05-10 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2018-10-08 | 2021-05-10 |
| Rep | Dealing in securities | 2018-10-08 | 2021-05-10 | |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-10 | 2018-09-12 |
| BOCI RESEARCH LIMITED | Rep | Advising on securities | 2015-08-24 | 2017-09-01 |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2015-08-24 | 2018-09-12 |
No HKMA registrations in the collected records.