Personnel SFC Licences and HKMA Registrations (ID 2466030)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dingxin (Securities) Limited	RO	Advising on securities	2025-11-07	-
	RO	Asset management	2025-11-07	-
	RO	Dealing in securities	2025-11-07	-
	Rep	Advising on securities	2023-03-13	2025-11-07
	Rep	Asset management	2023-03-13	2025-11-07
	Rep	Dealing in securities	2023-02-24	2025-11-07
HUNG SING SECURITIES LIMITED	Rep	Dealing in securities	2019-01-15	2023-01-03
Tensant Securities Limited	Rep	Dealing in securities	2018-05-02	2018-10-09
Glory Sun Securities Limited	Rep	Advising on corporate finance	2017-09-20	2018-04-10
	Rep	Dealing in securities	2017-09-20	2018-04-10
SBI China Capital Financial Services Limited	Rep	Dealing in securities	2017-05-09	2017-08-31
	Rep	Advising on securities	2015-08-24	2017-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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