| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Going International Asset Management Limited | RO | Asset management | 2026-08-31 | - |
| Jone Portman Limited | RO | Dealing in securities | 2023-07-18 | 2024-06-05 |
| RO | Advising on securities | 2023-07-18 | 2026-03-17 | |
| RO | Asset management | 2023-07-18 | 2026-03-17 | |
| RO | Dealing in futures contracts | 2023-04-19 | 2024-06-05 | |
| RO | Advising on futures contracts | 2023-04-19 | 2026-03-17 | |
| KGI ASIA LIMITED | Rep | Advising on securities | 2019-11-05 | 2022-06-30 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-11-05 | 2022-06-30 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2019-08-21 | 2022-06-30 |
| KGI Asset Management Limited | Rep | Asset management | 2019-08-21 | 2022-06-30 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-08-21 | 2022-06-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-09-10 | 2019-06-30 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2015-11-09 | 2019-06-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2015-08-25 | 2019-06-30 |
No HKMA registrations in the collected records.