Personnel SFC Licences and HKMA Registrations (ID 2467074)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Long Bridge HK Limited	Rep	Advising on securities	2026-09-23	-
	Rep	Dealing in futures contracts	2026-09-23	-
	Rep	Dealing in securities	2026-09-23	-
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2023-02-13	2026-06-01
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2023-02-13	2026-06-01
	Rep	Dealing in securities	2023-02-13	2026-06-01
BOCI SECURITIES LIMITED	Rep	Advising on securities	2021-06-10	2022-10-31
	Rep	Dealing in futures contracts	2021-05-26	2022-10-31
	Rep	Dealing in securities	2021-05-26	2022-10-31
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-09-13	2021-03-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-09-13	2021-03-12
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2015-08-26	2017-02-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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