Personnel SFC Licences and HKMA Registrations (ID 2467625)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2019-05-06	-
	Rep	Advising on securities	2019-05-06	-
	Rep	Dealing in securities	2019-05-06	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2016-11-28	2019-04-02
	Rep	Advising on securities	2016-11-28	2019-04-02
	Rep	Dealing in securities	2016-11-28	2019-04-02
China Securities (International) Brokerage Company Limited	Rep	Dealing in securities	2015-08-27	2016-11-14
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2015-08-27	2016-11-14
	Rep	Dealing in securities	2015-08-27	2016-11-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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