| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Butterfly Holding Limited | RO | Advising on securities | 2026-08-07 | - |
| RO | Asset management | 2026-08-07 | - | |
| Rep | Asset management | 2026-08-03 | 2026-08-07 | |
| Ethk Funds Limited | RO | Asset management | 2024-01-12 | 2026-07-31 |
| Rep | Asset management | 2023-12-11 | 2024-01-12 | |
| Win Win Asset Management (HK) Limited | RO | Dealing in securities | 2022-07-07 | 2023-06-14 |
| RO | Advising on securities | 2022-07-07 | 2023-10-31 | |
| RO | Asset management | 2022-07-07 | 2023-10-31 | |
| Lumineux Securities Limited | RO | Advising on securities | 2021-11-10 | 2022-07-05 |
| RO | Dealing in securities | 2021-11-10 | 2022-07-05 | |
| Lumineux Asset Management Limited | RO | Asset management | 2021-05-27 | 2022-07-05 |
| Rep | Asset management | 2021-05-24 | 2021-05-27 | |
| Lumineux Securities Limited | Rep | Advising on securities | 2021-05-24 | 2021-11-10 |
| Rep | Dealing in securities | 2021-05-24 | 2021-11-10 | |
| Core Pacific - Yamaichi Asset Management Limited | RO | Asset management | 2021-03-03 | 2021-04-21 |
| Rep | Asset management | 2018-01-22 | 2021-03-03 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2018-01-22 | 2021-04-21 |
| Rep | Dealing in securities | 2018-01-22 | 2021-04-21 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-01-25 | 2017-04-17 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-12-01 | 2017-01-06 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-12-01 | 2017-01-06 |
| GEO Securities Limited | Rep | Dealing in securities | 2015-08-27 | 2015-11-23 |
No HKMA registrations in the collected records.