| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2022-10-14 | - |
| Rep | Advising on futures contracts | 2022-10-14 | 2025-11-12 |
| Rep | Dealing in securities | 2020-05-12 | - |
| Rep | Dealing in futures contracts | 2020-05-12 | 2025-11-12 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-11-13 | 2020-04-03 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2018-11-13 | 2020-04-03 |
| Future Securities Limited (HK) | Rep | Dealing in futures contracts | 2017-12-18 | 2018-11-02 |
| Rep | Dealing in securities | 2017-12-18 | 2018-11-02 |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2015-12-23 | 2017-06-15 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2015-12-23 | 2017-06-15 |
| Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2015-08-27 | 2015-12-09 |