Personnel Hong Kong SFC License Details (ID 2468300)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NAN FUNG TRINITY (HK) LIMITED	Rep	Advising on securities	2021-12-13	2023-12-27
UBP ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2018-03-20	2020-06-22
	Rep	Asset management	2018-03-20	2020-06-22
CHARLES-LIM CAPITAL LIMITED	Rep	Asset management	2015-08-28	2016-07-22