Personnel Hong Kong SFC License Details (ID 2468301)

Personnel Hong Kong SFC License Details (ID 2468301)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2023-01-03	2023-04-14
	Rep	Asset management	2023-01-03	2023-04-14
	Rep	Dealing in securities	2023-01-03	2023-04-14
Manulife General Account Investments (HK) Limited	Rep	Advising on securities	2022-01-10	2022-12-31
	Rep	Asset management	2022-01-10	2022-12-31
	Rep	Dealing in securities	2022-01-10	2022-12-31
TIANLI FINANCIAL LIMITED	Rep	Asset management	2017-05-10	2018-05-08
	Rep	Advising on securities	2017-01-04	2018-05-08
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2015-08-28	2016-09-15
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2015-08-28	2016-09-15
	Rep	Dealing in securities	2015-08-28	2016-09-15