Personnel Hong Kong SFC License Details (ID 2468315)

Personnel Hong Kong SFC License Details (ID 2468315)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Going Securities Limited	RO	Dealing in securities	2025-05-29	-
	RO	Advising on securities	2025-04-09	-
	RO	Asset management	2025-04-09	-
Gulf Line Capital Advisors Limited	RO	Advising on securities	2024-01-30	2025-03-17
	RO	Asset management	2024-01-30	2025-03-17
	Rep	Advising on securities	2024-01-08	2024-01-30
	Rep	Asset management	2024-01-08	2024-01-30
SPARC CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2021-11-23	2023-05-09
	RO	Asset management	2021-11-23	2023-05-09
	Rep	Advising on securities	2021-06-04	2021-11-23
	Rep	Asset management	2021-06-04	2021-11-23
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2015-08-28	2020-10-07
	Rep	Advising on securities	2015-08-28	2020-10-07
	Rep	Dealing in securities	2015-08-28	2020-10-07