Personnel Hong Kong SFC License Details (ID 2468967)

Personnel Hong Kong SFC License Details (ID 2468967)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2026-08-18	-
	RO	Advising on securities	2026-08-18	-
	RO	Dealing in securities	2026-08-18	-
	Rep	Advising on corporate finance	2021-05-03	2026-08-18
	Rep	Advising on securities	2021-05-03	2026-08-18
	Rep	Dealing in securities	2021-05-03	2026-08-18
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2021-05-03	2024-02-26
	Rep	Advising on securities	2021-05-03	2024-02-26
	Rep	Dealing in securities	2021-05-03	2024-02-26
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2017-09-07	2021-04-14
	Rep	Advising on securities	2017-09-07	2021-04-14
	Rep	Dealing in securities	2017-09-07	2021-04-14
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2015-08-31	2017-07-03
	Rep	Advising on securities	2015-08-31	2017-07-03
	Rep	Dealing in securities	2015-08-31	2017-07-03