| WEBULL SECURITIES LIMITED | Rep | Advising on securities | 2024-06-04 | - |
| Rep | Dealing in futures contracts | 2024-06-04 | - |
| Rep | Dealing in securities | 2024-06-04 | - |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-03-17 | 2022-11-30 |
| Rep | Advising on securities | 2022-01-31 | 2022-11-30 |
| Rep | Dealing in securities | 2022-01-31 | 2022-11-30 |
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2019-07-02 | 2022-01-03 |
| Rep | Asset management | 2019-07-02 | 2022-01-03 |
| Rep | Dealing in securities | 2019-06-10 | 2022-01-03 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-09-14 | 2019-05-26 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-09-14 | 2019-05-26 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2018-01-29 | 2018-06-08 |
| Rep | Dealing in securities | 2018-01-29 | 2018-06-08 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-08-22 | 2018-01-03 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-08-22 | 2018-01-03 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2015-08-31 | 2017-08-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-08-31 | 2017-08-11 |
| Rep | Dealing in securities | 2015-08-31 | 2017-08-11 |