| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Alphadyne Asset Management (Hong Kong) Limited | Rep | Asset management | 2026-01-19 | - |
| SHIXIANG CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2024-09-20 | 2026-01-01 |
| RO | Asset management | 2024-09-20 | 2026-01-01 | |
| Rep | Advising on securities | 2024-08-12 | 2024-09-20 | |
| Rep | Asset management | 2024-08-12 | 2024-09-20 | |
| Expecta Capital Limited | RO | Advising on securities | 2023-01-26 | 2024-04-30 |
| RO | Asset management | 2023-01-26 | 2024-04-30 | |
| Rep | Advising on securities | 2022-03-29 | 2023-01-26 | |
| Rep | Asset management | 2022-03-29 | 2023-01-26 | |
| Toroa Management (HK) Limited | Rep | Asset management | 2021-07-12 | 2022-03-04 |
| Morgan Stanley Asia Limited | Rep | Asset management | 2018-09-13 | 2021-05-18 |
| Rep | Dealing in securities | 2018-09-13 | 2021-05-18 | |
| PICC Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2017-04-19 | 2017-08-07 |
| Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2015-08-31 | 2017-03-05 |
| Rep | Dealing in securities | 2015-08-31 | 2017-03-05 |
No HKMA registrations in the collected records.