Personnel SFC Licences and HKMA Registrations (ID 2469637)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on futures contracts	2024-05-08	2025-11-12
	Rep	Dealing in futures contracts	2016-03-14	2025-11-12
	Rep	Advising on securities	2015-09-01	-
	Rep	Dealing in securities	2015-09-01	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.