Personnel Hong Kong SFC License Details (ID 2469650)

Personnel Hong Kong SFC License Details (ID 2469650)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2021-11-15	2024-07-31
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2021-11-03	2024-07-31
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2021-11-03	2024-07-31
Arta Global Futures Limited	Rep	Dealing in futures contracts	2021-06-07	2021-09-29
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2021-06-07	2021-09-29
Quam Securities Limited	Rep	Advising on securities	2020-06-03	2021-05-31
	Rep	Dealing in futures contracts	2020-06-03	2021-05-31
	Rep	Dealing in securities	2020-06-03	2021-05-31
ARTA GLOBAL MARKETS LIMITED	Rep	Advising on securities	2018-07-20	2020-05-13
Arta Global Futures Limited	Rep	Dealing in futures contracts	2017-06-27	2020-05-13
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2017-06-27	2020-05-13
KAISER FUTURES LIMITED	Rep	Dealing in futures contracts	2015-09-01	2016-11-29
KAISER SECURITIES LIMITED	Rep	Dealing in securities	2015-09-01	2016-11-29