Personnel SFC Licences and HKMA Registrations (ID 2470245)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2024-01-24	-
ICBC INTERNATIONAL RESEARCH LIMITED	RO	Advising on securities	2016-07-19	2024-10-15
	Rep	Advising on securities	2015-09-02	2016-07-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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