Personnel Hong Kong SFC License Details (ID 2470783)

Personnel Hong Kong SFC License Details (ID 2470783)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2022-08-31	-
	Rep	Advising on securities	2021-07-28	-
	Rep	Dealing in securities	2021-07-28	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2017-07-04	2021-07-02
	Rep	Dealing in securities	2017-07-04	2021-07-02
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2015-09-04	2017-04-05
	Rep	Dealing in futures contracts	2015-09-04	2017-04-05
	Rep	Dealing in securities	2015-09-04	2017-04-05