Personnel SFC Licences and HKMA Registrations (ID 24711441)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2024-04-24	-
	RO	Asset management	2024-04-24	-
	RO	Dealing in securities	2024-04-24	-
	Rep	Dealing in securities	2023-08-24	2024-04-24
	Rep	Advising on securities	2023-07-24	2024-04-24
	Rep	Asset management	2023-07-24	2024-04-24
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2020-06-18	2023-03-31
	Rep	Dealing in securities	2020-06-18	2023-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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