Personnel SFC Licences and HKMA Registrations (ID 24711503)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2022-10-31	-
	Rep	Dealing in securities	2022-10-31	-
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2021-06-22	2022-09-21
	Rep	Asset management	2021-06-22	2022-09-21
	Rep	Dealing in securities	2021-06-22	2022-09-21
Leonteq Securities (Hong Kong) Limited	Rep	Advising on securities	2020-06-18	2020-10-05
	Rep	Dealing in securities	2020-06-18	2020-10-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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