Personnel Hong Kong SFC License Details (ID 2471527)

Personnel Hong Kong SFC License Details (ID 2471527)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2024-05-22	2026-06-30
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2024-05-22	-
Huaan Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2021-12-24	2023-12-07
Huaan Securities (Hong Kong) Futures Limited	Rep	Advising on futures contracts	2021-12-24	2023-12-07
Huaan Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2021-12-17	2023-12-07
Huaan Securities (Hong Kong) Futures Limited	Rep	Dealing in futures contracts	2021-12-17	2023-12-07
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2017-04-19	2021-10-04
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2017-04-19	2021-10-04
Bright Smart Asset Management Limited	Rep	Asset management	2016-07-05	2017-04-03
BRIGHT SMART FOREX LIMITED	Rep	Leveraged foreign exchange trading	2015-09-07	2017-04-03
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2015-09-07	2017-04-03
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2015-09-07	2017-04-03