Personnel Hong Kong SFC License Details (ID 2471533)

Personnel Hong Kong SFC License Details (ID 2471533)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Moore Capital Asia Limited	Rep	Asset management	2019-03-11	2020-12-31
	Rep	Dealing in futures contracts	2019-03-11	2020-12-31
	Rep	Dealing in securities	2019-03-11	2020-12-31
Nezu Asia Capital Management Limited	Rep	Asset management	2017-07-18	2018-12-20
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2015-09-07	2017-05-05
	Rep	Dealing in securities	2015-09-07	2017-05-05
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2015-09-07	2017-05-05
	Rep	Dealing in securities	2015-09-07	2017-05-05