Personnel Hong Kong SFC License Details (ID 2471541)

Personnel Hong Kong SFC License Details (ID 2471541)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	Rep	Advising on securities	2025-10-22	-
	Rep	Dealing in futures contracts	2025-10-22	-
	Rep	Dealing in securities	2025-10-22	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2024-01-11	2025-09-04
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2024-01-11	2025-09-04
	Rep	Dealing in securities	2024-01-11	2025-09-04
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2021-10-15	2023-12-17
	Rep	Dealing in futures contracts	2021-10-15	2023-12-17
	Rep	Dealing in securities	2021-10-15	2023-12-17
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2017-08-30	2021-09-20
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-10-14	2021-09-20
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-09-07	2021-09-20