Personnel Hong Kong SFC License Details (ID 2471551)

Personnel Hong Kong SFC License Details (ID 2471551)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-03-10	2023-03-16
	Rep	Dealing in securities	2023-03-10	2023-03-16
	Rep	Advising on securities	2019-01-17	2019-01-23
	Rep	Dealing in securities	2019-01-17	2019-01-23
	Rep	Advising on securities	2018-02-22	2018-02-28
	Rep	Dealing in securities	2018-02-22	2018-02-28
	Rep	Advising on securities	2015-12-28	2017-03-14
	Rep	Dealing in securities	2015-12-28	2017-03-14
	Rep	Advising on securities	2015-09-07	2015-09-09
	Rep	Dealing in securities	2015-09-07	2015-09-09