Personnel Hong Kong SFC License Details (ID 2472246)

Personnel Hong Kong SFC License Details (ID 2472246)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2025-09-30	-
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2020-10-05	-
	Rep	Asset management	2020-10-05	-
	Rep	Advising on futures contracts	2020-10-05	2025-09-11
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-03-14	2020-05-22
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-03-14	2020-05-22
SHENG YUAN ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-09-08	2017-02-24
	Rep	Asset management	2015-09-08	2017-02-24