Personnel Hong Kong SFC License Details (ID 2472248)

Personnel Hong Kong SFC License Details (ID 2472248)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ANRONG (HONG KONG) CREDIT RATINGS COMPANY LIMITED	RO	Providing credit rating services	2024-11-26	-
GRAND FIRE SECURITIES LIMITED	RO	Advising on securities	2024-02-06	2024-10-14
	RO	Dealing in securities	2024-02-06	2024-10-14
	Rep	Advising on securities	2024-02-05	2024-02-06
	Rep	Dealing in securities	2024-02-05	2024-02-06
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED	RO	Advising on securities	2019-10-17	2023-09-28
	RO	Dealing in securities	2019-10-17	2023-09-28
CENTRAL WEALTH ASSET MANAGEMENT LIMITED	Rep	Asset management	2019-07-03	2023-09-28
CENTRAL WEALTH FUTURES LIMITED	Rep	Dealing in futures contracts	2017-05-05	2023-04-03
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED	Rep	Dealing in securities	2017-05-05	2019-10-17
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2016-11-11	2017-04-20
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-09-08	2017-04-20