Personnel Hong Kong SFC License Details (ID 2472828)

Personnel Hong Kong SFC License Details (ID 2472828)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2019-11-19	2023-08-24
	Rep	Advising on securities	2019-11-19	2023-08-24
	Rep	Dealing in securities	2019-11-19	2023-08-24
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2017-01-20	2019-11-08
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2017-01-20	2019-11-08
CELESTIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-09-09	2016-12-17
	Rep	Dealing in securities	2015-09-09	2016-12-17